Near-Orthogonality Regularization in Kernel Methods

Pengtao Xie, Barnabas Poczos, Eric Xing
Proceedings of the 33rd Conference on Uncertainty in Artificial Intelligence, PMLR R15:571-580, 2017.

Abstract

Kernel methods perform nonlinear learning in high-dimensional reproducing kernel Hilbert spaces (RKHSs). Even though their large model-capacity leads to high representational power, it also incurs substantial risk of overfitting. To alleviate this problem, we propose a new regularization approach, nearorthogonality regularization, which encourages the RKHS functions to be close to being orthogonal. This effectively imposes a structural constraint over the function space, which reduces model complexity and can improve generalization performance. Besides, encouraging orthogonality reduces the redundancy among functions, which hence can reduce model size without compromising modeling power and better capture infrequent patterns in the data. Here, we define a family of orthogonality-promoting regularizers by encouraging the Gram matrix of the RKHS functions to be close to an identity matrix where the closeness is measured by Bregman matrix divergences. We apply these regularizers to two kernel methods, and develop an efficient ADMM-based algorithm to solve the regularized optimization problems. We analyze how near-orthogonality affects the generalization performance of kernel methods. Our results suggest that the closer the functions are to being orthogonal, the smaller the generalization error is. Experiments demonstrate the efficacy of near-orthogonality regularization in kernel methods.

Cite this Paper


BibTeX
@InProceedings{pmlr-vR15-xie17a, title = {Near-Orthogonality Regularization in Kernel Methods}, author = {Xie, Pengtao and Poczos, Barnabas and Xing, Eric}, booktitle = {Proceedings of the 33rd Conference on Uncertainty in Artificial Intelligence}, pages = {571--580}, year = {2017}, editor = {Elidan, Gal and Kersting, Kristian}, volume = {R15}, series = {Proceedings of Machine Learning Research}, month = {11--15 Aug}, publisher = {PMLR}, pdf = {https://raw.githubusercontent.com/mlresearch/r15/main/assets/xie17a/xie17a.pdf}, url = {https://proceedings.mlr.press/r15/xie17a.html}, abstract = {Kernel methods perform nonlinear learning in high-dimensional reproducing kernel Hilbert spaces (RKHSs). Even though their large model-capacity leads to high representational power, it also incurs substantial risk of overfitting. To alleviate this problem, we propose a new regularization approach, nearorthogonality regularization, which encourages the RKHS functions to be close to being orthogonal. This effectively imposes a structural constraint over the function space, which reduces model complexity and can improve generalization performance. Besides, encouraging orthogonality reduces the redundancy among functions, which hence can reduce model size without compromising modeling power and better capture infrequent patterns in the data. Here, we define a family of orthogonality-promoting regularizers by encouraging the Gram matrix of the RKHS functions to be close to an identity matrix where the closeness is measured by Bregman matrix divergences. We apply these regularizers to two kernel methods, and develop an efficient ADMM-based algorithm to solve the regularized optimization problems. We analyze how near-orthogonality affects the generalization performance of kernel methods. Our results suggest that the closer the functions are to being orthogonal, the smaller the generalization error is. Experiments demonstrate the efficacy of near-orthogonality regularization in kernel methods.}, note = {Reissued by PMLR on 04 October 2026.} }
Endnote
%0 Conference Paper %T Near-Orthogonality Regularization in Kernel Methods %A Pengtao Xie %A Barnabas Poczos %A Eric Xing %B Proceedings of the 33rd Conference on Uncertainty in Artificial Intelligence %C Proceedings of Machine Learning Research %D 2017 %E Gal Elidan %E Kristian Kersting %F pmlr-vR15-xie17a %I PMLR %P 571--580 %U https://proceedings.mlr.press/r15/xie17a.html %V R15 %X Kernel methods perform nonlinear learning in high-dimensional reproducing kernel Hilbert spaces (RKHSs). Even though their large model-capacity leads to high representational power, it also incurs substantial risk of overfitting. To alleviate this problem, we propose a new regularization approach, nearorthogonality regularization, which encourages the RKHS functions to be close to being orthogonal. This effectively imposes a structural constraint over the function space, which reduces model complexity and can improve generalization performance. Besides, encouraging orthogonality reduces the redundancy among functions, which hence can reduce model size without compromising modeling power and better capture infrequent patterns in the data. Here, we define a family of orthogonality-promoting regularizers by encouraging the Gram matrix of the RKHS functions to be close to an identity matrix where the closeness is measured by Bregman matrix divergences. We apply these regularizers to two kernel methods, and develop an efficient ADMM-based algorithm to solve the regularized optimization problems. We analyze how near-orthogonality affects the generalization performance of kernel methods. Our results suggest that the closer the functions are to being orthogonal, the smaller the generalization error is. Experiments demonstrate the efficacy of near-orthogonality regularization in kernel methods. %Z Reissued by PMLR on 04 October 2026.
APA
Xie, P., Poczos, B. & Xing, E.. (2017). Near-Orthogonality Regularization in Kernel Methods. Proceedings of the 33rd Conference on Uncertainty in Artificial Intelligence, in Proceedings of Machine Learning Research R15:571-580 Available from https://proceedings.mlr.press/r15/xie17a.html. Reissued by PMLR on 04 October 2026.

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