Privacy-preserving patient clustering for personalized federated learnings

Ahmed Elhussein, Gamze Gürsoy
Proceedings of the 8th Machine Learning for Healthcare Conference, PMLR 219:150-166, 2023.

Abstract

Federated Learning (FL) is a machine learning framework that enables multiple organizations to train a model without sharing their data with a central server. However, it experiences significant performance degradation if the data is non-identically independently distributed (non-IID). This is a problem in medical settings, where variations in the patient population contribute significantly to distribution differences across hospitals. Personalized FL addresses this issue by accounting for site-specific distribution differences. Clustered FL, a Personalized FL variant, was used to address this problem by clustering patients into groups across hospitals and training separate models on each group. However, privacy concerns remained as a challenge as the clustering process requires exchange of patient-level information. This was previously solved by forming clusters using aggregated data, which led to inaccurate groups and performance degradation. In this study, we propose Privacy-preserving Community-Based Federated machine Learning (PCBFL), a novel Clustered FL framework that can cluster patients using patient-level data while protecting privacy. PCBFL uses Secure Multiparty Computation, a cryptographic technique, to securely calculate patient-level similarity scores across hospitals. We then evaluate PCBFL by training a federated mortality prediction model using 20 sites from the eICU dataset. We compare the performance gain from PCBFL against traditional and existing Clustered FL frameworks. Our results show that PCBFL successfully forms clinically meaningful cohorts of low, medium, and high-risk patients. PCBFL outperforms traditional and existing Clustered FL frameworks with an average AUC improvement of 4.3% and AUPRC improvement of 7.8%.

Cite this Paper

BibTeX
@InProceedings{pmlr-v219-elhussein23a, title = {Privacy-preserving patient clustering for personalized federated learnings}, author = {Elhussein, Ahmed and G\"ursoy, Gamze}, booktitle = {Proceedings of the 8th Machine Learning for Healthcare Conference}, pages = {150--166}, year = {2023}, editor = {Deshpande, Kaivalya and Fiterau, Madalina and Joshi, Shalmali and Lipton, Zachary and Ranganath, Rajesh and Urteaga, Iñigo and Yeung, Serene}, volume = {219}, series = {Proceedings of Machine Learning Research}, month = {11--12 Aug}, publisher = {PMLR}, pdf = {https://proceedings.mlr.press/v219/elhussein23a/elhussein23a.pdf}, url = {https://proceedings.mlr.press/v219/elhussein23a.html}, abstract = {Federated Learning (FL) is a machine learning framework that enables multiple organizations to train a model without sharing their data with a central server. However, it experiences significant performance degradation if the data is non-identically independently distributed (non-IID). This is a problem in medical settings, where variations in the patient population contribute significantly to distribution differences across hospitals. Personalized FL addresses this issue by accounting for site-specific distribution differences. Clustered FL, a Personalized FL variant, was used to address this problem by clustering patients into groups across hospitals and training separate models on each group. However, privacy concerns remained as a challenge as the clustering process requires exchange of patient-level information. This was previously solved by forming clusters using aggregated data, which led to inaccurate groups and performance degradation. In this study, we propose Privacy-preserving Community-Based Federated machine Learning (PCBFL), a novel Clustered FL framework that can cluster patients using patient-level data while protecting privacy. PCBFL uses Secure Multiparty Computation, a cryptographic technique, to securely calculate patient-level similarity scores across hospitals. We then evaluate PCBFL by training a federated mortality prediction model using 20 sites from the eICU dataset. We compare the performance gain from PCBFL against traditional and existing Clustered FL frameworks. Our results show that PCBFL successfully forms clinically meaningful cohorts of low, medium, and high-risk patients. PCBFL outperforms traditional and existing Clustered FL frameworks with an average AUC improvement of 4.3% and AUPRC improvement of 7.8%.} }
Endnote
%0 Conference Paper %T Privacy-preserving patient clustering for personalized federated learnings %A Ahmed Elhussein %A Gamze Gürsoy %B Proceedings of the 8th Machine Learning for Healthcare Conference %C Proceedings of Machine Learning Research %D 2023 %E Kaivalya Deshpande %E Madalina Fiterau %E Shalmali Joshi %E Zachary Lipton %E Rajesh Ranganath %E Iñigo Urteaga %E Serene Yeung %F pmlr-v219-elhussein23a %I PMLR %P 150--166 %U https://proceedings.mlr.press/v219/elhussein23a.html %V 219 %X Federated Learning (FL) is a machine learning framework that enables multiple organizations to train a model without sharing their data with a central server. However, it experiences significant performance degradation if the data is non-identically independently distributed (non-IID). This is a problem in medical settings, where variations in the patient population contribute significantly to distribution differences across hospitals. Personalized FL addresses this issue by accounting for site-specific distribution differences. Clustered FL, a Personalized FL variant, was used to address this problem by clustering patients into groups across hospitals and training separate models on each group. However, privacy concerns remained as a challenge as the clustering process requires exchange of patient-level information. This was previously solved by forming clusters using aggregated data, which led to inaccurate groups and performance degradation. In this study, we propose Privacy-preserving Community-Based Federated machine Learning (PCBFL), a novel Clustered FL framework that can cluster patients using patient-level data while protecting privacy. PCBFL uses Secure Multiparty Computation, a cryptographic technique, to securely calculate patient-level similarity scores across hospitals. We then evaluate PCBFL by training a federated mortality prediction model using 20 sites from the eICU dataset. We compare the performance gain from PCBFL against traditional and existing Clustered FL frameworks. Our results show that PCBFL successfully forms clinically meaningful cohorts of low, medium, and high-risk patients. PCBFL outperforms traditional and existing Clustered FL frameworks with an average AUC improvement of 4.3% and AUPRC improvement of 7.8%.
APA
Elhussein, A. & Gürsoy, G.. (2023). Privacy-preserving patient clustering for personalized federated learnings. Proceedings of the 8th Machine Learning for Healthcare Conference, in Proceedings of Machine Learning Research 219:150-166 Available from https://proceedings.mlr.press/v219/elhussein23a.html.

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